Filing Details
- Accession Number:
- 0000892222-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-18 19:32:55
- Reporting Period:
- 2013-03-15
- Filing Date:
- 2013-03-18
- Accepted Time:
- 2013-03-18 19:32:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 892222 | Craft Brew Alliance Inc. | BREW | Malt Beverages (2082) | 911141254 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249928 | R David Lord | 929 N Russell Street Portland OR 97227 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-15 | 4,000 | $2.18 | 27,871 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-15 | 4,000 | $2.45 | 31,871 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-15 | 4,000 | $3.15 | 35,871 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-15 | 7,287 | $7.22 | 28,584 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Employee Director Stock Option | Disposition | 2013-03-15 | 4,000 | $0.00 | 4,000 | $2.18 |
| Common Stock | Non-Employee Director Stock Option | Disposition | 2013-03-15 | 4,000 | $0.00 | 4,000 | $2.45 |
| Common Stock | Non-Employee Director Stock Option | Disposition | 2013-03-15 | 4,000 | $0.00 | 4,000 | $3.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-20 | 2013-05-20 | No | 4 | M | Direct |
| 0 | 2009-05-18 | 2014-05-18 | No | 4 | M | Direct |
| 0 | 2010-05-24 | 2015-05-24 | No | 4 | M | Direct |
Footnotes
- The price in column 4 is a weighted average sales price. The prices actually received range from $7.20 to $7.26. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
Billionaire Hedge Funds
