Filing Details

Accession Number:
0001209191-13-017306
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-18 19:20:54
Reporting Period:
2013-03-15
Filing Date:
2013-03-18
Accepted Time:
2013-03-18 19:20:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383729 Fusion-Io Inc. FIO Computer Storage Devices (3572) 204232255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521978 L. Lance Smith C/O Fusion-Io, Inc.
2855 E. Cottonwood Pkwy, Suite 100
Salt Lake City UT 84121
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-15 13,334 $0.65 13,334 No 4 M Direct
Common Stock Acquisiton 2013-03-15 6,250 $1.96 19,584 No 4 M Direct
Common Stock Disposition 2013-03-15 19,584 $17.38 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Disposition 2013-03-15 11,251 $0.00 11,251 $0.65
Common Stock Employee stock option (right to buy) Disposition 2013-03-15 2,083 $0.00 2,083 $0.65
Common Stock Employee stock option (right to buy) Disposition 2013-03-15 6,250 $0.00 6,250 $1.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,750 2019-06-01 No 4 M Direct
14,584 2019-09-21 No 4 M Direct
112,500 2020-09-11 No 4 M Direct
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $17.26 per share to $17.48 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. The option becomes exercisable as to 1/48th of the shares subject to the option each month after June 2, 2009.
  4. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 22, 2009.
  5. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010.