Filing Details

Accession Number:
0001140361-13-012975
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-18 16:39:02
Reporting Period:
2013-03-14
Filing Date:
2013-03-18
Accepted Time:
2013-03-18 16:39:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1285550 Mri Interventions Inc. MRIC Surgical & Medical Instruments & Apparatus (3841) 582394628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540091 C. Bruce Conway C/O Mri Interventions, Inc.
One Commerce Square, Suite 2550
Memphis TN 38103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-14 1,500 $1.49 2,032,433 No 4 P Direct
Common Stock Acquisiton 2013-03-14 7,500 $1.50 250,000 No 4 P Indirect By spouse
Common Stock Acquisiton 2013-03-14 3,665 $1.46 38,665 No 4 P Indirect By Conway Family GST Trust
Common Stock Acquisiton 2013-03-14 5,000 $1.50 15,000 No 4 P Indirect By BCC Life Insurance Trust
Common Stock Acquisiton 2013-03-14 5,000 $1.50 21,500 No 4 P Indirect By Edna N. Conway Irrevocable Trust FBO Alden M. Conway
Common Stock Acquisiton 2013-03-14 5,000 $1.50 21,500 No 4 P Indirect By Edna N. Conway Irrevocable Trust FBO Chase T. Conway
Common Stock Acquisiton 2013-03-14 5,000 $1.50 21,500 No 4 P Indirect By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By spouse
No 4 P Indirect By Conway Family GST Trust
No 4 P Indirect By BCC Life Insurance Trust
No 4 P Indirect By Edna N. Conway Irrevocable Trust FBO Alden M. Conway
No 4 P Indirect By Edna N. Conway Irrevocable Trust FBO Chase T. Conway
No 4 P Indirect By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 406,137 Indirect By Alden M. Conway Trust
Common Stock 406,137 Indirect By Chase T. Conway Trust
Common Stock 406,137 Indirect By Merritt E. Conway Trust
Common Stock 17,000 Indirect By Gordon McShane Trust for Alden M. Conway
Common Stock 17,000 Indirect By Gordon McShane Trust for Chase T. Conway
Common Stock 17,000 Indirect By Gordon McShane Trust for Merritt E. Conway
Footnotes
  1. Includes 32,891 shares held jointly with spouse and 13,500 shares held in an IRA.
  2. Includes 5,000 shares held through an IRA.
  3. These shares are held in trust for the benefit of the reporting person's children. A third party is trustee of the trust.
  4. These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
  5. These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
  6. These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.