Filing Details

Accession Number:
0000872835-13-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-18 10:42:07
Reporting Period:
2013-03-15
Filing Date:
2013-03-18
Accepted Time:
2013-03-18 09:42:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
872835 Esb Financial Corp ESBF Savings Institution, Federally Chartered (6035) 251659846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1271158 Lynn Bonita Wadding 3455 Grandview Road
Ellwood City PA 16117
Sr. Vp/Controller/Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-15 1,980 $12.80 2,994 No 4 M Direct
Common Stock Disposition 2013-03-15 1,980 $13.65 1,014 No 4 S Direct
Common Stock Acquisiton 2013-03-15 396 $8.43 1,410 No 4 M Direct
Common Stock Disposition 2013-03-15 396 $13.65 1,014 No 4 S Direct
Common Stock Acquisiton 2013-03-15 1,980 $8.59 2,994 No 4 M Direct
Common Stock Disposition 2013-03-15 1,980 $13.65 1,014 No 4 S Direct
Common Stock Acquisiton 2013-03-15 2,064 $9.62 3,078 No 4 M Direct
Common Stock Disposition 2013-03-15 2,064 $13.65 1,014 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2013-03-15 1,980 $0.00 0 $12.80
Common Stock Stock Option Disposition 2013-03-15 396 $0.00 0 $8.43
Common Stock Stock Option Disposition 2013-03-15 1,980 $0.00 0 $8.59
Common Stock Stock Option Disposition 2013-03-15 2,064 $0.00 516 $9.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-11-18 2013-11-18 No 4 M Direct
0 2007-11-20 2017-11-20 No 4 M Direct
0 2008-11-18 2018-11-18 No 4 M Direct
516 2009-11-17 2019-11-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10 Indirect Custodian for daughter - Mikaela Danielle Wadding
Common Stock 190 Indirect Custodian for son - Thomas Joseph Wadding
Common Stock 183 Indirect Custodian for son - Luke Michael Wadding
Common Stock 5,090 Indirect 401K
Common Stock 20,616 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $12.09 2004-11-16 2014-11-16 1,980 1,980 Direct
Common Stock Stock Option $10.17 2005-04-19 2015-04-19 1,980 1,980 Direct
Common Stock Stock Option $12.42 2010-11-16 2020-11-16 2,580 2,580 Direct
Common Stock Stock Option $13.19 2011-11-15 2021-11-15 2,150 2,150 Direct
Common Stock Stock Option $12.60 2012-11-20 2022-11-20 2,150 2,150 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-11-16 1,980 1,980 Direct
2015-04-19 1,980 1,980 Direct
2020-11-16 2,580 2,580 Direct
2021-11-15 2,150 2,150 Direct
2022-11-20 2,150 2,150 Direct
Footnotes
  1. 20% of such grant will vest immediately and 20% will vest each year over the next 4 years