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Filing Details

Accession Number:: 0001086377-13-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-15 17:21:25
Reporting Period:: 2013-03-14

Filing Date:: 2013-03-15
Accepted Time:: 2013-03-15 17:21:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1168220	Uluru Inc.	ULUR	Pharmaceutical Preparations (2834)	412118656

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1086377	P Kerry Gray	C/O Uluru Inc. 4452 Beltway Drive Addison TX 75001	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-14	1,000,000	$0.40	1,256,893	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant	Acquisiton	2013-03-14	600,000	$0.60	600,000	$0.60

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
600,000	2013-09-10	2018-03-14	No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	100,000	Indirect	By Kerry P. Gray, Trustee for the benefit of Michael J. Gray and Lindsay K. Gray

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrant	$1.08	2011-07-28	2016-07-28	34,722	34,722	Direct
Common Stock	Convertible Promissory Note	$1.08	2011-07-28	2014-07-28	115,741	115,741	Direct
Common Stock	Warrant	$1.20	2011-06-13	2016-06-13	35,000	35,000	Direct
Common Stock	Convertible Promissory Note	$1.20	2011-06-13	2014-06-13	116,667	116,667	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-07-28	34,722	34,722	Direct
2014-07-28	115,741	115,741	Direct
2016-06-13	35,000	35,000	Direct
2014-06-13	116,667	116,667	Direct

Footnotes

On March 14, 2013, Mr. Gray purchased from the Company 1,000,000 shares of common stock at a price of $0.40 per share. The purchase will take place at the following four closings over the next twelve months: (i) 200,000 shares of common stock will be purchased at a price of $80,000 at the initial closing on March 14, 2013, (ii) 250,000 shares of common stock will be purchased at a price of $100,000 on July 14, 2013, (iii) 300,000 shares of common stock will be purchased at a price of $120,000 on November 14, 2013, and (iv) 250,000 shares of common stock will be purchased at a price of $100,000 on March 14, 2014. In connection with his purchase of the Company's common stock, Mr. Gray was also issued a warrant to acquire up to 600,000 shares of the Company's common stock at a fixed exercise price of $0.60 per share. The warrant will become excercisable on September 10, 2013 subject to payment of the sums described above and has an expiration date of March 14, 2018.
Includes 50,000 shares of common stock held by Kerry P. Gray, Trustee for the benefit of Michael J. Gray and 50,000 shares of common stock held by Kerry P. Gray, Trustee for the benefit of Lindsay K. Gray. Mr. Gray disclaims beneficial ownership of such shares of common stock.
On July 28, 2011, Mr. Gray purchased from the Company a convertible promissory note in the principal amount of $125,000. The principal amount of the convertible promissory note is convertible into shares of the Company's common stock at a price of $1.08 per share. In connection with his purchase of the convertible promissory note, Mr. Gray was also issued a warrant to acquire up to 34,722 shares of the Company's common stock at a fixed exercise price of $1.08 per share with an expiration date of July 28, 2016.
On June 13, 2011, Mr. Gray purchased from the Company a convertible promissory note in the principal amount of $140,000. The principal amount of the convertible promissory note is convertible into shares of the Company's common stock at a price of $1.20 per share. In connection with his purchase of the convertible promissory note, Mr. Gray was also issued a warrant to acquire up to 35,000 shares of the Company's common stock at a fixed exercise price of $1.20 per share with an expiration date of June 13, 2016.