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Filing Details

Accession Number:: 0001209191-13-016918
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-15 16:57:33
Reporting Period:: 2013-03-14

Filing Date:: 2013-03-15
Accepted Time:: 2013-03-15 16:57:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
892553	Chart Industries Inc	GTLS	Fabricated Plate Work (Boiler Shops) (3443)	341712937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1428858	J Kenneth Webster	One Infinity Corporate Centre Drive Garfield Heights OH 44125	Vice Pres., Cao And Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-03-14	840	$11.00	6,617	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-03-14	840	$82.42	5,777	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-03-14	1,930	$17.03	7,707	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-03-14	1,930	$82.42	5,777	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2013-03-14	840	$0.00	840	$11.00
Common Stock	Stock Option (Right to Buy)	Disposition	2013-03-14	1,930	$0.00	1,930	$17.03

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-01-02	No	4	M	Direct
965		2020-01-04	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$36.45	2021-01-03	2,590	2,590	Direct
Common Stock	Stock Option (Right to Buy)	$55.93	2022-01-03	1,520	1,520	Direct
Common Stock	Restricted Stock Unit	$0.00	2015-01-03	630	630	Direct
Common Stock	Stock Option (Right to Buy)	$68.21	2023-01-02	1,310	1,310	Direct
Common Stock	Restricted Stock Unit	$0.00	2016-01-02	780	780	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-01-03	2,590	2,590	Direct
2022-01-03	1,520	1,520	Direct
2015-01-03	630	630	Direct
2023-01-02	1,310	1,310	Direct
2016-01-02	780	780	Direct

Footnotes

341 shares of the total amount beneficially owned were granted on January 3, 2011, pursuant to a restricted stock award agreement under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. The restricted stock awards vest in equal installments on each of the first three anniversaries of the date of grant.
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $82.39 - $82.45. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These securities, which are referred to by the Company as Leveraged Restricted Share Units (LRSUs), were granted on January 3, 2012 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.
These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These securities, which are referred to by the Company as Leveraged Restricted Share Units (LRSUs), were granted on January 2, 2013 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.