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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-03-15 16:21:08
Reporting Period:
Filing Date:
Accepted Time:
2013-03-15 16:21:08
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
916459 Gardner Denver Inc GDI General Industrial Machinery & Equipment (3560) 760419383
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299140 D David Petratis Quanex Building Products Corporation
1900 West Loop South, Suite 1500
Houston TX 77027
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-13 2,800 $48.84 16,665 No 4 M Direct
Common Stock Disposition 2013-03-13 2,080 $74.76 14,585 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonemployee Director Stock Option (Right-to-buy) Disposition 2013-03-13 2,800 $0.00 2,800 $48.84
Common Stock Phantom Stock Units Acquisiton 2013-03-14 10 $70.89 10 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-05-07 No 4 M Direct
13,926 No 4 A Direct
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.76 to $74.77, inclusive. The reporting person undertakes to provide Gardner Denver, Inc., any security holder of Gardner Denver, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
  2. Options granted under the Company's Long-Term Incentive Plan, as amended, a Rule 16b-3 plan.
  3. Options vested in one installment on May 7, 2009.
  4. The security converts to common stock on a one-for-one basis.
  5. Each unit was credited for the dividend equivalent as of the dividend record date pursuant to the Company's Phantom Stock Plan for Outside Directors ("Phantom Plan").
  6. The cash value of these units will be distributed to the director or beneficiary on the first day of the month following the date upon which the director ceases to be a director of the Company for any reason (unless otherwise elected by the director in accordance with the terms of the Phantom Plan).
  7. Cumulative phantom stock units accumulated by director during his Board tenure.