Filing Details

Accession Number:
0001181431-13-016990
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-14 17:16:01
Reporting Period:
2013-03-12
Filing Date:
2013-03-14
Accepted Time:
2013-03-14 17:16:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018113 F Steven Kaplan C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-12 10,000 $4.13 35,822 No 4 M Direct
Common Stock Disposition 2013-03-12 1,451 $28.44 34,371 No 4 F Direct
Common Stock Disposition 2013-03-12 8,549 $28.31 25,822 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option - Right to Acquire Disposition 2013-03-12 10,000 $0.00 10,000 $4.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-04-17 2013-04-17 No 4 M Direct
Footnotes
  1. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
  2. Represents the weighted average of sale prices on 3/12/2013, ranging from $28.22 to $28.44.
  3. All options vest immediately.