Filing Details
- Accession Number:
- 0000095052-13-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-14 17:01:44
- Reporting Period:
- 2013-03-13
- Filing Date:
- 2013-03-14
- Accepted Time:
- 2013-03-14 17:01:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1132302 | Nevil Jw Thomas | C/O Elizabeth Arden, Inc. 2400 Sw 145 Avenue Miramar FL 33027 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2013-03-13 | 5,000 | $13.04 | 11,765 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2013-03-13 | 1,657 | $39.35 | 10,108 | No | 4 | F | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2013-03-13 | 2,343 | $39.39 | 7,765 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-13 | 5,000 | $0.00 | 5,000 | $13.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-06-25 | 2013-06-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 2,925 | Direct | |
| Common Stock, $.01 Par Value | 86,238 | Indirect | See footnote |
| Common Stock, $.01 Par Value | 23,256 | Indirect | See footnote |
| Common Stock, $.01 Par Value | 6,202 | Indirect | See footnote |
Footnotes
- Reflects the weighted average price of 2,343 shares of common stock of the Issuer sold in multiple transactions on March 13, 2013 with the sale price ranging from $39.26 to $39.56 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Held in retirement account.
- Held by Nevcorp, Inc., a company for which Mr. Thomas serves as Chief Executive Officer with voting and investment control over the shares, and which is owned by Mayfront Trust of which three of Mr. Thomas' children are trustees. Mr. Thomas disclaims beneficial ownership as to these shares.
- Held by SET Holdings Corporation, a company owned and controlled by Mr. Thomas.
- Held by Sandringham, Inc., a company owned and controlled by Mr. Thomas.
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