Filing Details

Accession Number:
0001181431-13-016956
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-14 16:40:08
Reporting Period:
2013-03-09
Filing Date:
2013-03-14
Accepted Time:
2013-03-14 16:40:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418862 Kior Inc KIOR Industrial Organic Chemicals (2860) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545802 Roger W. Lyle 13001 Bay Park Road
Pasadena TX 77057
Svp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-03-09 30,108 $0.00 51,344 No 4 M Direct
Class A Common Stock Disposition 2013-03-12 9,246 $5.77 42,098 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2012-03-09 30,108 $0.00 30,108 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,217 No 4 M Direct
Footnotes
  1. Represents the conversion, upon vesting, of the restricted stock units reported on Table II into Class A Common Stock. On March 9, 2012, the reporting person received 90,325 restricted stock units, of which 1/3, or 30,108 units, vested on March 9, 2013.
  2. These sales were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of the restricted stock units reported on Table II.
  3. This price is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $5.72 to $5.806, inclusive.
  4. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
  5. The reporting person previously reported the award of 90,325 restricted stock units on its Form 4 filed on March 30, 2012. One-third of the restricted stock units reported in the March 13, 2012 Form 4 vested on March 9, 2013, and the remaining two-thirds will vest in two equal installments on March 9, 2014 and March 9, 2015.