Filing Details

Accession Number:
0001144204-13-014884
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-13 18:11:34
Reporting Period:
2013-03-11
Filing Date:
2013-03-13
Accepted Time:
2013-03-13 18:11:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499912 Fxcm Inc. FXCM Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 273268672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504907 William Ahdout C/O Fxcm Inc.
55 Water St.
New York NY 10041
Chief Dealer And Managing Dir. Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-03-11 25,000 $0.00 25,000 No 4 C Direct
Class A Common Stock Disposition 2013-03-11 25,000 $14.00 0 No 4 S Direct
Class A Common Stock Acquisiton 2013-03-11 25,000 $0.00 25,000 No 4 C Indirect By Grantor Retained Annuity Trust
Class A Common Stock Disposition 2013-03-11 25,000 $14.00 0 No 4 S Indirect By Grantor Retained Annuity Trust
Class A Common Stock Acquisiton 2013-03-12 645 $0.00 645 No 4 C Direct
Class A Common Stock Disposition 2013-03-12 645 $14.15 0 No 4 S Direct
Class A Common Stock Acquisiton 2013-03-13 24,355 $0.00 24,355 No 4 C Direct
Class A Common Stock Disposition 2013-03-13 24,355 $14.15 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Indirect By Grantor Retained Annuity Trust
No 4 S Indirect By Grantor Retained Annuity Trust
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Units of FXCM Holdings LLC Disposition 2013-03-11 25,000 $0.00 25,000 $0.00
Class A Common Stock Units of FXCM Holdings LLC Disposition 2013-03-11 25,000 $0.00 25,000 $0.00
Class A Common Stock Units of FXCM Holdings LLC Disposition 2013-03-12 645 $0.00 645 $0.00
Class A Common Stock Units of FXCM Holdings LLC Disposition 2013-03-13 24,355 $0.00 24,355 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,022,899 No 4 C Direct
1,494,948 No 4 C Indirect
3,022,254 No 4 C Direct
2,997,899 No 4 C Direct
Footnotes
  1. Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
  2. Shares of Class A common stock sold pursuant to a trading program under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  3. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.15 to $14.16, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Represents units of FXCM Holdings LLC held by the William Ahdout 2012 GRAT, of which Mr. William Ahdout is Trustee.