Filing Details

Accession Number:
0001108426-13-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-13 17:12:41
Reporting Period:
2013-03-13
Filing Date:
2013-03-13
Accepted Time:
2013-03-13 17:12:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108426 Pnm Resources Inc PNM Electric Services (4911) 850019030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1269073 G Thomas Sategna Corporate Headquarters
Ms 1275
Albuquerque NM 87158-1275
Vp And Corp Cntrl No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-13 4,691 $23.13 1 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $0.00 18,000 18,000 Direct
Common Stock Phantom Stock Shares $0.00 12,490 12,490 Indirect
Common Stock Restricted Stock Rights $0.00 5,245 5,245 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
18,000 18,000 Direct
12,490 12,490 Indirect
5,245 5,245 Direct
Footnotes
  1. Based on the closing price on the date of the grant.
  2. The options vest in three equal annual installments from grant date of issuance.
  3. The options expire 10 years from grant date.
  4. The security converts to common stock on a one-for-one basis.
  5. The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan, and will settle upon the Reporting Person's retirement or other termination of service.
  6. Total represents phantom stock shares of PNM Resources, Inc. Common Stock acquired under the PNM Resources, Inc. Executive Savings Plan as of March 6, 2013.
  7. Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  8. The restricted stock units vest in three equal annual installments from grant date of issuance. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).