Filing Details

Accession Number:
0001209191-13-016179
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-13 13:51:53
Reporting Period:
2013-03-12
Filing Date:
2013-03-13
Accepted Time:
2013-03-13 13:51:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921183 Hmn Financial Inc HMNF Savings Institution, Federally Chartered (6035) 411777397
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184969 K Susan Kolling 1016 Civic Center Drive
Rochester MN 55901
Senior Vice President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-12 350 $5.61 54,217 No 4 S Direct
Common Stock Disposition 2013-03-13 200 $5.61 54,567 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,193 Indirect ESOP ALLOCATION
Common Stock 7,162 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock OPTION TO BUY $27.66 2005-03-03 2014-03-03 1,260 1,260 Direct
Common Stock OPTION TO BUY $27.66 2006-03-03 2014-03-03 1,260 2,520 Direct
Common Stock OPTION TO BUY $27.66 2007-03-03 2014-03-03 1,260 3,780 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-03-03 1,260 1,260 Direct
2014-03-03 1,260 2,520 Direct
2014-03-03 1,260 3,780 Direct
Footnotes
  1. Final total following all sales.
  2. Running total of shares following sale of 200 shares.