Filing Details

Accession Number:
0000911916-13-000093
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-13 11:55:41
Reporting Period:
2013-03-11
Filing Date:
2013-03-13
Accepted Time:
2013-03-13 11:55:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1136869 Zimmer Holdings Inc ZMH Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 134151777
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399284 B Jeffrey Paulsen C/O Zimmer, Inc.
P. O. Box 708
Warsaw IN 46580
Group Pres., Global Businesses No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-11 19,125 $59.73 24,857 No 4 M Direct
Common Stock Acquisiton 2013-03-11 23,100 $58.02 47,957 No 4 M Direct
Common Stock Acquisiton 2013-03-11 12,289 $60.01 60,246 No 4 M Direct
Common Stock Disposition 2013-03-11 54,514 $75.64 5,732 No 4 S Direct
Common Stock Disposition 2013-03-11 5,448 $75.66 284 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-03-11 19,125 $0.00 19,125 $59.73
Common Stock Employee Stock Option (right to buy) Disposition 2013-03-11 23,100 $0.00 23,100 $58.02
Common Stock Employee Stock Option (right to buy) Disposition 2013-03-11 12,289 $0.00 12,289 $60.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,375 2020-01-04 No 4 M Direct
23,100 2020-03-15 No 4 M Direct
36,866 2021-03-15 No 4 M Direct
Footnotes
  1. Includes 65 shares purchased under the Zimmer Holdings, Inc. Employee Stock Purchase Plan from December 31, 2012 through January 25, 2013.
  2. Represents the sale of 54,514 shares in 574 separate transactions, ranging in price from $75.560 to $75.705 per share, resulting in a weighted average sale price of $75.64. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
  3. Represents the sale of 5,448 shares in 40 separate transactions, ranging in price from $75.63 to $75.71 per share, resulting in a weighted average sale price of $75.66. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
  4. 6,375 shares vested on each of January 4, 2011, January 4, 2012 and January 4, 2013; 6,375 shares are scheduled to vest on January 4, 2014.
  5. 11,550 shares vested on each of March 16, 2011 and March 16, 2012; 11,550 shares are scheduled to vest on each of March 16, 2013 and March 16, 2014.
  6. 12,289 shares vested on March 16, 2012; the remaining 36,866 shares are scheduled to vest in equal portions each on March 16, 2013, March 16, 2014 and March 16, 2015.