Filing Details

Accession Number:
0001140361-13-012142
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-12 19:12:24
Reporting Period:
2013-03-10
Filing Date:
2013-03-12
Accepted Time:
2013-03-12 19:12:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227654 Compass Minerals International Inc CMP Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) 363972986
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1272994 E Keith Clark Compass Minerals International
9900 West 109Th Street, Suite 100
Overland Park KS 66210
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-10 1,974 $0.00 18,441 No 4 M Direct
Common Stock Disposition 2013-03-11 1,974 $76.73 16,467 No 4 S Direct
Common Stock Acquisiton 2013-03-10 507 $0.00 16,974 No 4 M Direct
Common Stock Disposition 2013-03-11 507 $76.60 16,467 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2013-03-10 1,974 $0.00 1,974 $0.00
Common Stock Restricted Stock Unit Acquisiton 2013-03-11 1,948 $0.00 1,948 $0.00
Common Stock Stock Option (Right to Buy) Acquisiton 2013-03-11 4,839 $0.00 4,839 $76.99
Common Stock Performance Share Unit Disposition 2013-03-10 507 $0.00 507 $0.00
Common Stock Performance Stock Unit Acquisiton 2013-03-11 1,447 $0.00 1,447 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-03-10 2013-03-10 No 4 M Direct
1,948 2016-03-11 2016-03-11 No 4 A Direct
4,839 2014-03-11 2020-03-11 No 4 A Direct
0 2013-03-10 2013-03-10 No 4 M Direct
1,447 2016-03-11 2016-03-11 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 305 Indirect Company 401 (k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 2014-03-10 2014-03-10 1,793 1,793 Direct
Common Stock Restricted Stock Unit $0.00 2015-03-12 2015-03-12 2,162 2,162 Direct
Common Stock Stock Option (Right to Buy) $33.44 2008-03-12 2014-03-12 2,000 2,000 Direct
Common Stock Stock Option (Right to Buy) $55.12 2009-03-10 2015-03-10 8,071 8,071 Direct
Common Stock Stock Option (Right to Buy) $58.99 2010-03-10 2016-03-10 8,453 8,453 Direct
Common Stock Stock Option (Right to Buy) $78.51 2011-03-10 2017-03-10 5,524 5,524 Direct
Common Stock Stock Option (Right to Buy) $86.47 2012-03-10 2018-03-10 3,748 3,748 Direct
Common Stock Stock Option (Right to Buy) $71.69 2013-03-12 2019-03-12 4,715 4,715 Direct
Common Stock Performance Share Unit $0.00 2014-03-10 2014-03-10 1,172 1,172 Direct
Common Stock Performance Stock Unit $0.00 2015-03-12 2015-03-12 1,477 1,477 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-03-10 1,793 1,793 Direct
2015-03-12 2,162 2,162 Direct
2014-03-12 2,000 2,000 Direct
2015-03-10 8,071 8,071 Direct
2016-03-10 8,453 8,453 Direct
2017-03-10 5,524 5,524 Direct
2018-03-10 3,748 3,748 Direct
2019-03-12 4,715 4,715 Direct
2014-03-10 1,172 1,172 Direct
2015-03-12 1,477 1,477 Direct
Footnotes
  1. The 1,974 shares were traded in blocks ranging in price from $76.19 to $77.02. $76.73 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
  2. The 507 shares were traded in blocks ranging in price from $76.41 to $76.88. $76.60 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
  3. The information in this report is based on a 401(k) plan statement dated as of 03/08/2013.
  4. All Restricted Stock Units have a conversion price of $0.00.
  5. Restricted Stock Units granted: 3 year cliff vest on 3-11-2016, provided performance threshold satisfied.
  6. Stock options granted: vesting 25% after year one and then 25% per year thereafter.
  7. Two shares forfeited based on performance threshold under award agreement.
  8. All Performance Stock Units have a conversion price of $0.00.
  9. Performance Stock Units are divided into three approximately equal tranches, each having a performance period of one year. On the third anniversary of the grant date, PSUs vest based on achievement of total shareholder return ("TSR") performance goals for each tranche. Payout for vested PSUs ranges from 0% to 150% based on the Company's TSR percentile compared to the TSR of the companies comprising a market index. TSR is measured generally as the increase or decrease in the market value of Company common stock including the reinvestment of dividends. If a participant terminates employment prior to the third anniversary of the grant date, the PSUs will be forfeited except in the case of death or disability. Dividend equivalents are paid on PSUs earned in a year, subject to restrictions. PSUs have no voting rights.
  10. The grant amount of 1,447 PSUs assumes 100% vesting. Since payout for PSUs can range from 0% to 150%, the maximum number of shares that could vest and be distributed is 2,170.