Filing Details

Accession Number:
0001127602-13-010513
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-12 16:49:16
Reporting Period:
2013-03-08
Filing Date:
2013-03-12
Accepted Time:
2013-03-12 16:49:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1031296 Firstenergy Corp FE Electric Services (4911) 341843785
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1127149 L Harvey Wagner 76 South Main Street
Akron OH 44308
Vice Pres. Controller & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-08 1,972 $40.82 11,077 No 4 M Direct
Common Stock Acquisiton 2013-03-08 4,026 $40.82 15,103 No 4 A Direct
Common Stock Disposition 2013-03-08 1,986 $40.82 13,117 No 4 F Direct
Common Stock Disposition 2013-03-12 526 $41.09 12,591 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock RSUP18 Acquisiton 2013-03-08 3,430 $40.82 3,430 $0.00
Common Stock RSUP14 Disposition 2013-03-08 1,972 $0.00 1,972 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,430 2016-03-01 2016-03-01 No 4 A Direct
0 2013-03-08 2013-03-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,338 Indirect By Savings Plan Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom 3/11d $0.00 2011-03-01 2014-03-01 2,145 2,145 Direct
Common Stock RSUP16 $0.00 2014-03-04 2014-03-04 2,101 2,101 Direct
Common Stock RSUP17 $0.00 2015-03-05 2015-03-05 3,258 3,258 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-03-01 2,145 2,145 Direct
2014-03-04 2,101 2,101 Direct
2015-03-05 3,258 3,258 Direct
Footnotes
  1. RSUP14 award listed in Table II has been reported at 50% of the original grant amount, as that represents the minimum amount guaranteed to be paid out upon vesting. Because of the performance targets were achieved, the award was paid out on March 8, 2013 at a performance rate of 150%. The shares coded "A" represent that portion attributable to this performance adjustment. The shares coded "F" were withheld to cover income tax obligations associated with the payout.
  2. This transaction was performed in accordance with a 10b5-1 Plan signed by Harvey L. Wagner on June 22, 2011.
  3. This transaction is a performance-adjusted restricted stock unit grant (RSUP18) of which 50% is reflected in table II. Of the total shares granted, 50% of the shares are subject to forfeiture if the performance goals are not met. The full grant can be adjusted upward by an additional 50% if the 3-year goals are achieved.
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