Filing Details

Accession Number:
0001127602-13-010413
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-12 13:41:19
Reporting Period:
2013-03-12
Filing Date:
2013-03-12
Accepted Time:
2013-03-12 13:41:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1517302 Artisan Partners Asset Management Inc. APAM Investment Advice (6282) 450969585
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206661 Jr J Charles Daley C/O Artisan Partners Asset Management
875 E Wisconsin Ave, Suite 800
Milwaukee WI 53202
Exec Vp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock, Par Value $0.01 Per Share Acquisiton 2013-03-12 187,311 $0.00 187,311 No 4 A Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2013-03-12 400 $30.00 400 No 4 P Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2013-03-12 200 $30.00 200 No 4 P Indirect By daughter
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2013-03-12 200 $30.00 200 No 4 P Indirect By daughter
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
No 4 P Indirect By daughter
No 4 P Indirect By daughter
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, Par Value $0.01 Per Share Class B Common Units of Artisan Partners Holdings LP Acquisiton 2013-03-12 187,311 $0.00 187,311 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
187,311 No 4 A Direct
Footnotes
  1. On March 12, 2013, each holder of a Class B Common Unit of Artisan Partners Holdings LP received a number of shares of Class B Common Stock of Artisan Partners Asset Management Inc. (the "Company") equal to the number of Class B Common Units held by such person. Shares of Class B Common Stock do not have economic rights.
  2. Each Class B Common Unit of Artisan Partners Holdings LP ("Holdings") became exchangeable for one share of Class A Common Stock of the Company upon effectiveness of the Fourth Amended and Restated Limited Partnership Agreement of Holdings and an Exchange Agreement among the Company and each holder of limited partnership units of Holdings (the "Exchange Agreement"), each of which became effective on the closing date of the Company's IPO. Pursuant to the Exchange Agreement, following the first anniversary of the closing date, each holder of Class A Common Units will have the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A Common Stock of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then owned by such holder will be cancelled. The Class B Common Units have no expiration date.