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Home > Insider Trading > Filing (0001225208-13-007235)

Filing Details

Accession Number:
0001225208-13-007235
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-11 16:47:04
Reporting Period:
2013-03-07
Filing Date:
2013-03-11
Accepted Time:
2013-03-11 16:47:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14272 Bristol Myers Squibb Co BMY Pharmaceutical Preparations (2834) 220790350
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1457948 J Beatrice Cazala Bristol-Myers Squibb Company
345 Park Avenue
New York NY 10154		 Evp Commercial Operations No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.10 Par Value Acquisiton 2013-03-07 100,000 $24.74 307,543 No 4 M Direct
Common Stock, $0.10 Par Value Acquisiton 2013-03-07 56,180 $0.00 363,723 No 4 M Direct
Common Stock, $0.10 Par Value Acquisiton 2013-03-07 9,386 $0.00 373,109 No 4 M Direct
Common Stock, $0.10 Par Value Acquisiton 2013-03-07 7,323 $0.00 380,432 No 4 M Direct
Common Stock, $0.10 Par Value Acquisiton 2013-03-07 6,789 $0.00 387,221 No 4 M Direct
Common Stock, $0.10 Par Value Acquisiton 2013-03-07 4,131 $0.00 391,352 No 4 J Direct
Common Stock, $0.10 Par Value Acquisiton 2013-03-07 3,353 $0.00 394,705 No 4 J Direct
Common Stock, $0.10 Par Value Acquisiton 2013-03-07 1,012 $0.00 395,717 No 4 J Direct
Common Stock, $0.10 Par Value Disposition 2013-03-07 4,322 $37.53 391,395 No 4 F Direct
Common Stock, $0.10 Par Value Disposition 2013-03-07 5,259 $37.53 386,136 No 4 F Direct
Common Stock, $0.10 Par Value Disposition 2013-03-07 7,009 $37.53 379,127 No 4 F Direct
Common Stock, $0.10 Par Value Disposition 2013-03-07 29,132 $37.53 349,995 No 4 F Direct
Common Stock, $0.10 Par Value Disposition 2013-03-07 83,750 $37.61 266,245 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 J Direct
No 4 J Direct
No 4 J Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.10 Par Value Market Share Units Disposition 2013-03-07 6,789 $0.00 6,789 $0.00
Common Stock, $0.10 Par Value Market Share Units Disposition 2013-03-07 9,386 $0.00 9,386 $0.00
Common Stock, $0.10 Par Value Market Share Units Disposition 2013-03-07 7,323 $0.00 7,323 $0.00
Common Stock, $0.10 Par Value Option (right to buy) Disposition 2013-03-07 100,000 $0.00 100,000 $24.74
Common Stock, $0.10 Par Value Performance Shares Acquisiton 2013-03-07 16,327 $0.00 16,327 $0.00
Common Stock, $0.10 Par Value Performance Shares Acquisiton 2013-03-07 2,157 $0.00 2,157 $0.00
Common Stock, $0.10 Par Value Performance Shares Disposition 2013-03-07 56,180 $0.00 56,180 $0.00
Common Stock, $0.10 Par Value Performance Shares Acquisiton 2013-03-07 22,326 $0.00 22,326 $0.00
Common Stock, $0.10 Par Value Performance Shares Acquisiton 2013-03-07 1,976 $0.00 1,976 $0.00
Common Stock, $0.10 Par Value Performance Shares Acquisiton 2013-03-07 17,610 $0.00 17,610 $0.00
Common Stock, $0.10 Par Value Performance Shares Acquisiton 2013-03-07 703 $0.00 703 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,947 No 4 M Direct
25,561 No 4 M Direct
21,970 2016-03-06 No 4 M Direct
0 2016-11-30 No 4 M Direct
54,023 No 4 A Direct
56,180 No 4 J Direct
0 No 4 M Direct
49,497 2014-03-31 No 4 A Direct
51,473 2014-03-31 No 4 J Direct
17,610 2015-03-31 No 4 A Direct
18,313 2015-03-31 No 4 J Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.10 Par Value 3,715 Indirect By BMY Savings & Investment Program
Footnotes
  1. Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.
  2. Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.
  3. Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.
  4. Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.
  5. Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
  6. Shares withheld for payment of taxes upon vesting of market share units.
  7. Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.
  8. Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions upon exercise of an option. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $37.60 to $37.64, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
  9. Based on a plan statement as of the end of the most recent fiscal quarter.
  10. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
  11. Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.
  12. One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.
  13. Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.
  14. Represents performance shares earned under the 2010-2012 Long-Term Performance Award.
  15. Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.
  16. Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.
  17. Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.
  18. Represents performance shares earned under the 2011-2013 Long-Term Performance Award.
  19. Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.
  20. Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.
  21. Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.
  22. Represents performance shares earned under the 2012-2014 Long-Term Performance Award.
  23. Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.
  24. Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.
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