Filing Details

Accession Number:
0001209191-13-015619
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-11 16:41:35
Reporting Period:
2013-03-07
Filing Date:
2013-03-11
Accepted Time:
2013-03-11 16:41:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766704 Health Care Reit Inc HCN Real Estate Investment Trusts (6798) 341096634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242823 Jr J Charles Herman 4500 Dorr Street
Toledo OH 43615
Evp & Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-07 2,628 $40.83 62,511 No 4 M Direct
Common Stock Acquisiton 2013-03-07 7,887 $37.00 70,398 No 4 M Direct
Common Stock Acquisiton 2013-03-07 4,755 $43.29 75,153 No 4 M Direct
Common Stock Acquisiton 2013-03-07 3,994 $49.17 79,147 No 4 M Direct
Common Stock Disposition 2013-03-07 19,264 $65.13 59,883 No 4 S Direct
Common Stock Disposition 2013-03-11 833 $65.19 38,490 No 4 S Indirect LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Option (Right to Buy) Disposition 2013-03-07 2,628 $0.00 5,077 $40.83
Common Option (Right to Buy) Disposition 2013-03-07 7,887 $0.00 15,773 $37.00
Common Option (Right to Buy) Disposition 2013-03-07 4,755 $0.00 14,265 $43.29
Common Option (Right to Buy) Disposition 2013-03-07 3,994 $0.00 15,976 $49.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,449 2013-01-15 2018-01-21 No 4 M Direct
7,886 2013-01-15 2019-01-29 No 4 M Direct
9,510 2013-01-15 2020-01-28 No 4 M Direct
11,982 2013-01-15 2021-01-27 No 4 M Direct
Footnotes
  1. The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012.
  2. The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
  3. Options for the purchase of 25,386 shares of common stock at $40.83 per share were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 20,309 shares has previously been reported. Of the remaining options, options for the purchase of 5,077 shares vested on January 15, 2013.
  4. The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
  5. Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 23,661 shares has previously been reported. Of the remaining options, options for the purchase of 7,887 shares vested on January 15, 2013 and options for the purchase of 7,886 shares will vest on January 15, 2014.
  6. Options for the purchase of 23,776 shares of common stock at $43.29 per share were granted to Mr. Herman on January 28, 2010, which grant has previsouly been reported. The partial exercise of these options for the purchae of 9,511 shares has previously been reported. Of the remaining options, options for the purchase of 4,755 shares vested on January 15, 2013 and options for the purchase of 4,755 shares will vest on January 15 of each of 2014 and 2015.
  7. The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
  8. Options for the purchase of 19,971 shares of common stock at $49.17 per share were granted to Mr. Herman on January 27, 2011, which grant has previously been reported. The partial exercise of these options for the purchase of 3,995 shares has previously been reported. Of the remaining options, options for the purchase of 3,994 shares vested on January 15, 2013 and options for the purchase of 3,994 shares will vest on January 15 of each of 2014, 2015 and 2016.