Filing Details

Accession Number:
0001225208-13-007096
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-08 16:54:58
Reporting Period:
2013-03-06
Filing Date:
2013-03-08
Accepted Time:
2013-03-08 16:54:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368458 Sally Beauty Holdings Inc. SBH Retail-Retail Stores, Nec (5990) 362257936
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1328443 Gary Winterhalter C/O Sally Beauty Holdings, Inc.
3001 Colorado Blvd
Denton TX 76210
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-03 7,171 $0.00 545,561 No 5 G Indirect by trust A
Common Stock Disposition 2012-12-04 199,565 $0.00 345,996 No 5 G Indirect by trust A
Common Stock Disposition 2012-12-04 199,566 $0.00 146,430 No 5 G Indirect by trust A
Common Stock Disposition 2012-12-11 11,400 $0.00 135,030 No 5 G Indirect by trust A
Common Stock Disposition 2012-12-11 11,400 $0.00 123,630 No 5 G Indirect by trust A
Common Stock Acquisiton 2012-12-04 199,566 $0.00 199,566 No 5 G Indirect by trust B
Common Stock Acquisiton 2012-12-11 11,400 $0.00 210,966 No 5 G Indirect by trust B
Common Stock Disposition 2013-03-06 41,578 $29.50 169,388 No 4 S Indirect by trust B
Common Stock Disposition 2013-03-07 42,050 $29.56 127,338 No 4 S Indirect by trust B
Common Stock Disposition 2013-03-08 1,372 $29.50 125,966 No 4 S Indirect by trust B
Common Stock Acquisiton 2012-12-04 199,565 $0.00 199,565 No 5 G Indirect by trust C
Common Stock Acquisiton 2012-12-11 11,400 $0.00 210,965 No 5 G Indirect by trust C
Common Stock Disposition 2013-03-06 41,578 $29.50 169,387 No 4 S Indirect by trust C
Common Stock Disposition 2013-03-07 41,933 $29.56 127,454 No 4 S Indirect by trust C
Common Stock Disposition 2013-03-08 1,489 $29.50 125,965 No 4 S Indirect by trust C
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect by trust A
No 5 G Indirect by trust A
No 5 G Indirect by trust A
No 5 G Indirect by trust A
No 5 G Indirect by trust A
No 5 G Indirect by trust B
No 5 G Indirect by trust B
No 4 S Indirect by trust B
No 4 S Indirect by trust B
No 4 S Indirect by trust B
No 5 G Indirect by trust C
No 5 G Indirect by trust C
No 4 S Indirect by trust C
No 4 S Indirect by trust C
No 4 S Indirect by trust C
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 76,150 Direct
Common Stock 2,669 Indirect by 401(k) Profit Sharing
Footnotes
  1. The reporting person transferred these shares to a trust for the benefit of his children (the Gary G. and Joanne Winterhalter Trust) of which the reporting person and his wife serve as co-trustees, thus changing the form of beneficial ownership from direct to indirect.
  2. Shares held by the Gary G. and Joanne Winterhalter Trust.
  3. The reporting person transferred these shares from the Gary G. and Joanne Winterhalter Trust to the Joanne Winterhalter Irrevocable Trust of which the reporting person serves as trustee.
  4. The reporting person transferred these shares from the Gary G. and Joanne Winterhalter Trust to the Gary G. Winterhalter Irrevocable Trust of which the reporting person serves as trustee.
  5. Shares held by the Gary G. Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Gary G. Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
  6. Reflects the weighted average sale price. The range of prices for these transactions was $29.50 to $29.72. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  7. Reflects the weighted average sale price. The range of prices for these transactions was $29.50 to $29.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  8. Shares held by the Joanne Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Joanne Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
  9. Reflects the weighted average sale price. The range of prices for these transactions was $29.50 to $29.73. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.