Filing Details
- Accession Number:
- 0000908662-13-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-08 16:17:14
- Reporting Period:
- 2013-03-06
- Filing Date:
- 2013-03-08
- Accepted Time:
- 2013-03-08 16:17:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 907562 | Dyax Corp | DYAX | Services-Commercial Physical & Biological Research (8731) | 043053198 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1279281 | Ivana Magovcevic | C/O Dyax Corp. 55 Network Drive Burlington MA 01803-2756 | Evp; Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-06 | 128,125 | $2.39 | 176,610 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-06 | 67,291 | $1.91 | 243,901 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-06 | 12,083 | $1.48 | 255,984 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-06 | 204,478 | $4.00 | 51,506 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-06 | 3,021 | $4.01 | 48,485 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-06 | 7,860 | $4.00 | 40,625 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-03-06 | 128,125 | $0.00 | 7,019 | $2.39 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-03-06 | 67,291 | $0.00 | 67,291 | $1.91 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-03-06 | 12,083 | $0.00 | 12,083 | $1.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,875 | 2019-02-11 | No | 4 | M | Direct | |
| 122,709 | 2021-02-09 | No | 4 | M | Direct | |
| 132,917 | 2022-02-24 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2012.
- The option is fully vested.
- The option vests in forty-eight (48) substantially equal installments at the end of each monthly anniversary of the date of grant, February 9, 2011.
- The option vests in forty-eight (48) substantially equal installments at the end of each monthly anniversary of the date of grant, February 24, 2012.
Billionaire Hedge Funds
