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Home > Insider Trading > Filing (0001261380-13-000016)

Filing Details

Accession Number:: 0001261380-13-000016
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-08 16:13:07
Reporting Period:: 2013-03-06

Filing Date:: 2013-03-08
Accepted Time:: 2013-03-08 16:13:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006045	Iridex Corp	IRIX	Electromedical & Electrotherapeutic Apparatus (3845)	770210467

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1234129	Eduardo Arias	1212 Terra Bella Avenue Mountain View CA 94043	Sr. Vp, Global Sales	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-06	1,877	$0.90	154,902	No	4	M	Direct
Common Stock	Disposition	2013-03-06	1,075	$4.63	153,827	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option Right to Buy	Disposition	2013-03-06	1,877	$0.00	1,877	$0.90

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,123	2009-01-11	2015-12-11	No	4	M	Direct

Footnotes

Reporting person did a same day sale/cash transaction where only a portion of the exercised shares were sold.
This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3.
The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.