Filing Details
- Accession Number:
- 0001209191-13-015114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-07 21:18:09
- Reporting Period:
- 2013-03-05
- Filing Date:
- 2013-03-07
- Accepted Time:
- 2013-03-07 21:18:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1129541 | Mdv Vii Lp | 3000 Sand Hill Road, Bldg. 3, Suite 290 Menlo Park CA 94025 | No | No | Yes | No | |
| 1250354 | J Nancy Schoendorf | 3000 Sand Hill Road, Bldg. 3, Suite 290 Menlo Park CA 94025 | No | No | Yes | No | |
| 1564546 | Seventh Mdv Partners, L.l.c. | 3000 Sand Hill Road, Bldg. 3, Suite 290 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-03-05 | 29,832 | $14.11 | 3,517,502 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-05 | 441,775 | $0.00 | 3,075,727 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2013-03-06 | 28,393 | $14.08 | 3,047,334 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct |
Footnotes
- Price reflected is the weighted-average sale price for shares sold in this transaction. The range of sale prices for this transaction was $14.1039 to $14.1406 per share. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Shares directly held by MDV VII, L.P. ("MDV"). Jonathan Feiber, a director of the Issuer, and Nancy Schoendorf are managing members of Seventh MDV Partners, L.L.C. ("Seventh"), the general partner of MDV. Each of Jonathan Feiber, Nancy Schoendorf, and Seventh may be deemed to share voting and dispositive power over the shares held by MDV. Mr. Feiber, Ms. Schoendorf, and Seventh disclaim beneficial ownership of the shares held by MDV except to the extent of any pecuniary interest therein. Mr. Feiber is filing his own Form 4 separately.
- Represents a pro-rata in-kind distribution by MDV without consideration to its limited partners.
Billionaire Hedge Funds
