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Home > Insider Trading > Filing (0001181431-13-015450)

Filing Details

Accession Number:: 0001181431-13-015450
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-07 18:48:40
Reporting Period:: 2013-03-05

Filing Date:: 2013-03-07
Accepted Time:: 2013-03-07 18:48:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1410636	American Water Works Company Inc.	AWK	Water Supply (4941)	510063696

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1487727	K David Baker	1025 Laurel Oak Road Voorhees NJ 08043	President, Nj American Water	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-05	10,586	$22.26	18,839	No	4	M	Direct
Common Stock	Acquisiton	2013-03-05	9,338	$27.08	28,177	No	4	M	Direct
Common Stock	Disposition	2013-03-05	19,924	$40.49	8,253	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-03-05	10,586	$0.00	10,586	$22.26
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-03-05	9,338	$0.00	9,338	$27.08

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
33,845		2016-12-31	No	4	M	Direct
24,507		2017-12-31	No	4	M	Direct

Footnotes

The Option Award granted on February 26, 2010, representing a right to purchase 15,203 shares, vested in thirds on January 1, 2011, January 1, 2012 and January 1, 2013.
The Option Award granted on February 24, 2011, representating a right to purchase 14,008 shares, vests in thirds on January 1, 2012, January 1, 2013 and January 1, 2014.