Filing Details

Accession Number:
0001209191-13-014974
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-07 17:02:12
Reporting Period:
2013-03-05
Filing Date:
2013-03-07
Accepted Time:
2013-03-07 17:02:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
892553 Chart Industries Inc GTLS Fabricated Plate Work (Boiler Shops) (3443) 341712937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082785 F Michael Biehl One Infinity Corporate Centre Drive
Garfield Heights OH 44125
Executive Vp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-03-05 2,438 $11.00 15,572 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-03-05 2,438 $78.65 13,134 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-03-05 2,750 $17.03 15,884 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-03-05 2,750 $78.65 13,134 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-03-05 1,810 $36.45 14,944 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-03-05 1,810 $82.00 13,134 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-03-05 2,438 $0.00 2,438 $11.00
Common Stock Stock Option (Right to Buy) Disposition 2013-03-05 2,750 $0.00 5,500 $17.03
Common Stock Stock Option (Right to Buy) Disposition 2013-03-05 1,810 $0.00 5,430 $36.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-01-02 No 4 M Direct
2,750 2020-01-04 No 4 M Direct
3,620 2021-01-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 15,500 Indirect By spouse as Trustee for the Eileen M. Biehl Declaration of Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $55.93 2022-01-03 5,840 5,840 Direct
Common Stock Restricted Stock Unit $0.00 2015-01-03 2,410 2,410 Direct
Common Stock Stock Option (Right to Buy) $68.21 2023-01-02 4,800 4,800 Direct
Common Stock Restricted Stock Unit $0.00 2016-01-02 2,870 2,870 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-01-03 5,840 5,840 Direct
2015-01-03 2,410 2,410 Direct
2023-01-02 4,800 4,800 Direct
2016-01-02 2,870 2,870 Direct
Footnotes
  1. 947 shares of the total amount beneficially owned were granted on January 3, 2011, pursuant to a restricted stock award agreement under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. The restricted stock awards vest in equal installments on each of the first three anniversaries of the date of grant.
  2. Price reported constitutes the average weighted price of shares sold. Shares were sold in the range of $78.64 - $78.66. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
  4. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the benficial owner of these securities for purposes of Section 16 or for any other purpose.
  5. These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  6. These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  7. These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  8. These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  9. These securities, which are referred to by the Company as Leveraged Restricted Share Units (LRSUs), were granted on January 3, 2012 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.
  10. These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  11. These securities, which are referred to by the Company as Leveraged Restricted Share Units (LRSUs), were granted on January 2, 2013 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.