Filing Details

Accession Number:
0001001250-13-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-07 16:29:35
Reporting Period:
2013-03-05
Filing Date:
2013-03-07
Accepted Time:
2013-03-07 16:29:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942617 S Ronald Lauder C/O The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Chairman, Clinique Labs, Llc No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-03-05 500,000 $0.00 547,356 No 4 C Direct
Class A Common Stock Disposition 2013-03-05 2,800 $65.14 544,556 No 4 S Direct
Class A Common Stock Disposition 2013-03-05 408,684 $66.09 135,872 No 4 S Direct
Class A Common Stock Disposition 2013-03-06 88,516 $65.96 47,356 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2013-03-05 500,000 $0.00 500,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,828,976 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 6,364 Indirect by Descendants of RSL 1966 Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 6,364 6,364 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
6,364 6,364 Indirect
Footnotes
  1. On March 5, 2013, Ronald S. Lauder ("RSL") converted 500,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock.
  2. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
  3. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  4. Sales prices range from $64.97 to $65.45 per share, inclusive.
  5. Sales prices range from $65.51 to $66.50 per share, inclusive.
  6. Sales prices range from $65.68 to $66.16 per share, inclusive.
  7. RSL disclaims beneficial ownership of these shares to the extent he does not have a pecuniary interest in such securities.