Filing Details

Accession Number:
0001140361-13-011070
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-06 17:59:07
Reporting Period:
2013-03-05
Filing Date:
2013-03-06
Accepted Time:
2013-03-06 17:59:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
823094 Sothebys BID Services-Business Services, Nec (7389) 382478409
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194089 S William Sheridan 1334 York Avenue
New York NY 10021
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-05 5,981 $0.00 39,720 No 4 A Direct
Common Stock Disposition 2013-03-05 2,212 $0.00 37,508 No 4 F Direct
Common Stock Acquisiton 2013-03-05 17,500 $22.11 55,005 No 4 M Direct
Common Stock Disposition 2013-03-05 21,041 $39.16 33,967 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option - Right to Buy Acquisiton 2013-03-05 17,500 $0.00 17,500 $22.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,500 2013-02-09 2020-02-09 No 4 M Direct
Footnotes
  1. Performance share units that have vested and are settled in common stock as a result of the fulfillment of all or partial pre-tax earnings target.
  2. Not Applicable
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.09 to $39.24,inclusive. If requested, the reporting person will supply the SEC, the Issuer or a security holder of Issuer full details regarding the number of shares sold at each separate price
  4. Granted under the Issuers 1997 Stock Option Plan