Filing Details

Accession Number:
0001181431-13-015043
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-06 17:52:00
Reporting Period:
2013-03-01
Filing Date:
2013-03-06
Accepted Time:
2013-03-06 17:52:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158895 Lemaitre Vascular Inc LMAT Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1437827 Jr N William Thorndike C/O Lemaitre Vascular, Inc.
63 Second Avenue
Burlington MA 01803
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-01 1,709 $5.85 1,709 No 4 M Indirect See footnote
Common Stock Disposition 2013-03-01 1,709 $6.02 0 No 4 S Indirect See footnote
Common Stock Acquisiton 2013-03-04 8,291 $5.85 8,291 No 4 M Indirect See footnote
Common Stock Disposition 2013-03-04 8,291 $6.05 0 No 4 S Indirect See footnote
Common Stock Acquisiton 2013-03-04 3,271 $3.40 3,271 No 4 M Indirect See footnote
Common Stock Disposition 2013-03-04 3,271 $6.03 0 No 4 S Indirect See footnote
Common Stock Acquisiton 2013-03-05 1,200 $3.40 1,200 No 4 M Indirect See footnote
Common Stock Disposition 2013-03-05 1,200 $6.08 0 No 4 S Indirect See footnote
Common Stock Acquisiton 2013-03-06 10,529 $3.40 10,529 No 4 M Indirect See footnote
Common Stock Acquisiton 2013-03-06 15,000 $3.00 25,529 No 4 M Indirect See footnote
Common Stock Disposition 2013-03-06 4,000 $6.03 21,529 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See footnote
No 4 S Indirect See footnote
No 4 M Indirect See footnote
No 4 S Indirect See footnote
No 4 M Indirect See footnote
No 4 S Indirect See footnote
No 4 M Indirect See footnote
No 4 S Indirect See footnote
No 4 M Indirect See footnote
No 4 M Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-03-01 1,709 $0.00 1,709 $5.85
Common Stock Stock Option (Right to Buy) Disposition 2013-03-04 8,291 $0.00 8,291 $5.85
Common Stock Stock Option (Right to Buy) Disposition 2013-03-04 3,271 $0.00 3,271 $3.40
Common Stock Stock Option (Right to Buy) Disposition 2013-03-05 1,200 $0.00 1,200 $3.40
Common Stock Stock Option (Right to Buy) Disposition 2013-03-06 10,529 $0.00 10,529 $3.40
Common Stock Stock Option (Right to Buy) Disposition 2013-03-06 15,000 $0.00 15,000 $3.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,291 2010-07-26 2013-03-06 No 4 M Indirect
0 2010-07-26 2013-03-06 No 4 M Indirect
11,729 2008-09-01 2013-03-06 No 4 M Indirect
10,529 2008-09-01 2013-03-06 No 4 M Indirect
0 2008-09-01 2013-03-06 No 4 M Indirect
0 2009-07-27 2013-03-06 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 87,202 Direct
Footnotes
  1. These shares are held by Housatonic Equity Investors L.P. Housatonic Equity Partners I, LLC is the general partner of Housatonic Equity Investors L.P., and William N. Thorndike, Jr. is a managing director of Housatonic Equity Partners I, LLC and a limited partner of Housatonic Equity Investors L.P. In such capacities the reporting person may be deemed to share voting and investment power with respect to the securities held of record by Housatonic Equity Investors L.P. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any, and the reporting herein of such securities shall not be construed as an admission of beneficial ownership thereof for purposes of Section 16 or for any other purpose.
  2. The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $6.00 to $6.04. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
  3. The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $6.05 to $6.06. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
  4. The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $6.00 to $6.09. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
  5. The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $6.05 to $6.09. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
  6. To the extent outstanding, this option is fully vested and exercisable. Any unvested portion of the original grant was forfeited on December 6, 2012 because the reporting person ceased serving on the Board of Directors of the Issuer as a representative of Housatonic Equity Investors L.P on such date. The Reporting Person rejoined the Board of Directors of the Issuer on December 9, 2012 strictly in an individual capacity.
  7. Because the reporting person ceased serving on the Board of Directors of the Issuer as a representative of Housatonic Equity Investors L.P on December 6, 2012, such option will no longer be exercisable, and will be forfeited if not sooner exercised, as of March 6, 2013. The Reporting Person rejoined the Board of Directors of the Issuer on December 9, 2012 strictly in an individual capacity.
  8. This option is held by Housatonic Equity Investors L.P. Housatonic Equity Partners I, LLC is the general partner of Housatonic Equity Investors L.P., and William N. Thorndike, Jr. is a managing director of Housatonic Equity Partners I, LLC and a limited partner of Housatonic Equity Investors L.P. In such capacities the reporting person may be deemed to share voting and investment power with respect to the securities held of record by Housatonic Equity Investors L.P. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any, and the reporting herein of such securities shall not be construed as an admission of beneficial ownership thereof for purposes of Section 16 or for any other purpose.
  9. The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $6.00 to $6.13. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.