Filing Details

Accession Number:
0001144204-13-013283
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-06 16:51:34
Reporting Period:
2013-03-04
Filing Date:
2013-03-06
Accepted Time:
2013-03-06 16:51:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1159154 Republic Airways Holdings Inc RJET Air Transportation, Scheduled (4512) 061449146
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1518270 P. Timothy Dooley C/O Republic Airways Holdings Inc.
8909 Purdue Road, Suite 300
Indianapolis IN 46268
Svp Corporate Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Disposition 2013-03-04 2,267 $10.00 66,667 No 4 S Direct
Common Stock, $.001 Par Value Acquisiton 2013-03-06 20,000 $6.32 86,667 No 4 M Direct
Common Stock, $.001 Par Value Disposition 2013-03-06 20,000 $10.40 66,667 No 4 S Direct
Common Stock, $.001 Par Value Acquisiton 2013-03-06 26,666 $5.77 93,333 No 4 M Direct
Common Stock, $.001 Par Value Disposition 2013-03-06 26,666 $10.52 66,667 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-03-06 20,000 $0.00 20,000 $6.32
Common Stock Employee Stock Option (right to buy) Disposition 2013-03-06 26,666 $0.00 26,666 $5.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2020-06-22 No 4 M Direct
13,334 2021-04-11 No 4 M Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.35 to $10.46, inclusive. The reporting person undertakes to provide Republic Airways Holdings, Inc., any security holder of Republic Airways Holdings, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.38 to $10.62, inclusive. The reporting person undertakes to provide Republic Airways Holdings, Inc., any security holder of Republic Airways Holdings, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. 10,000 of the options vested and became exercisable on June 22, 2012 and 2011, and 10,000 of the options vest and become exercisable annually in equal installments on June 22, 2013 and 2014.
  4. 13,333 of the options vested and became exercisable on December 31, 2012 and 2011, and 13,334 of the options vest on December 31, 2013.
  5. This number includes 66,667 restricted shares, of which 10,000 vest on each of June 22, 2013 and June 22, 2014, 6,667 vest on December 31, 2013, and 50,000 vest in equal annual installments from March 30, 2013 to March 30, 2015.