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Home > Insider Trading > Filing (0001010549-13-000118)

Filing Details

Accession Number:: 0001010549-13-000118
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-06 12:02:13
Reporting Period:: 2013-03-05

Filing Date:: 2013-03-06
Accepted Time:: 2013-03-06 12:02:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
17313	Capital Southwest Corp	CSWC	()	751072796

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1441303	L. Tracy Morris	12900 Preston Road Suite 700 Dallas TX 75230	Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-05	1,000	$76.74	1,200	No	4	M	Direct
Common Stock	Acquisiton	2013-03-05	220	$96.92	1,420	No	4	M	Direct
Common Stock	Disposition	2013-03-05	1,220	$124.06	200	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option	Acquisiton	2013-03-05	1,000	$76.74	1,000	$76.74
Common Stock	Incentive Stock Option	Acquisiton	2013-03-05	220	$96.92	220	$96.92

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,200	2010-10-19	2019-10-19	No	4	M	Direct
1,420	2012-07-18	2021-07-18	No	4	M	Direct

Footnotes

Incentive Stock Option vests annually in five equal installments of 1,000 shares each beginning 10/19/2010.
Incentive Stock Option vests annually in five equal installments of 1,000 shares each beginning 7/18/2012.