Filing Details

Accession Number:
0001246360-13-001907
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-06 08:35:25
Reporting Period:
2012-03-04
Filing Date:
2013-03-06
Accepted Time:
2013-03-06 08:35:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
778438 Berry Petroleum Co BRY Crude Petroleum & Natural Gas (1311) 770079387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480398 W George Ciotti 1999 Broadway, Suite 3700
Denver CO 80202
Vp Of Rocky Mtn Prod No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-03-04 919 $45.80 11,076 No 4 M Direct
Class A Common Stock Acquisiton 2013-03-04 3,669 $46.05 14,745 No 4 M Direct
Class A Common Stock Disposition 2013-03-04 100 $45.63 14,645 No 4 S Direct
Class A Common Stock Disposition 2013-03-04 196 $45.64 14,449 No 4 S Direct
Class A Common Stock Disposition 2013-03-05 400 $46.40 14,049 No 4 S Direct
Class A Common Stock Disposition 2013-03-05 410 $46.40 13,639 No 4 S Direct
Class A Common Stock Disposition 2013-03-05 300 $46.41 13,339 No 4 S Direct
Class A Common Stock Disposition 2013-03-05 62 $46.41 13,277 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock March 2, 2012 Employee RSU Grant Disposition 2012-03-04 919 $45.80 3,678 $0.00
Class A Common Stock March 4, 2013 Employee RSU Grant Acquisiton 2013-03-04 8,687 $0.00 8,687 $0.00
Class A Common Stock Perf Based RSUs 3-16-10 Disposition 2013-03-04 3,669 $46.05 5,633 $0.00
Class A Common Stock Perf Based RSUs 3-16-10 Disposition 2013-03-04 1,964 $0.00 5,633 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,759 2013-03-02 2022-03-02 No 4 M Direct
8,687 2014-03-04 2023-03-04 No 4 M Direct
1,964 2012-12-31 2012-12-31 No 4 M Direct
0 2012-12-31 2012-12-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 5,939 Indirect Held in 401(k) account
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock 2009 Restricted Stock Units $0.00 2010-12-11 2019-12-11 1,867 1,867 Direct
Class A Common Stock March 2011 Employee RSU Grant $0.00 2012-03-02 2021-03-02 4,021 4,021 Direct
Class A Common Stock Non-Statutory Stock Option 3-2-2011 - $48.50 $48.50 2012-03-02 2021-03-02 4,615 4,615 Direct
Class A Common Stock Perf Based RSU 3-2-2011 $0.00 2013-12-31 2021-03-02 3,518 3,518 Direct
Class A Common Stock Non Statutory Stock Option 3-2-12 $53.02 2013-03-02 2022-03-02 4,342 4,342 Direct
Class A Common Stock Perf Based RSUs 3-2-12 $0.00 2014-12-31 2022-03-02 3,218 3,218 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-11 1,867 1,867 Direct
2021-03-02 4,021 4,021 Direct
2021-03-02 4,615 4,615 Direct
2021-03-02 3,518 3,518 Direct
2022-03-02 4,342 4,342 Direct
2022-03-02 3,218 3,218 Direct
Footnotes
  1. 1 for 1
  2. Restricted Stock Units vest 25% per year from date of grant.
  3. Vested shares issued pursuant to Rule 16b-3 plan.
  4. Performance Shares issued pursuant to terms of Award Agreement under Rule 16b-3 Plan.
  5. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
  6. Grant of Restricted Stock Unit (RSU) under the Company's 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). RSUs vest 25% per year from date of grant.
  7. Performance Shares cancelled in excess of shares issued under terms of Performance Share Plan.