Filing Details

Accession Number:
0001112679-13-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-05 21:15:26
Reporting Period:
2013-03-01
Filing Date:
2013-03-05
Accepted Time:
2013-03-05 21:15:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1112679 Stephen Yu C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-01 40,000 $0.00 89,059 No 4 A Direct
Common Stock Acquisiton 2013-03-01 33,500 $0.00 122,559 No 4 A Direct
Common Stock Disposition 2013-03-04 5,628 $17.82 116,931 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Rights Acquisiton 2013-03-01 60,000 $0.00 60,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,000 2017-03-01 No 4 A Direct
Footnotes
  1. Granted March 1, 2013, this restricted stock award vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
  2. Includes 349 shares purchased on July 31, 2012 and 159 shares purchased on January 31, 2013 pursuant to the company's Employee Stock Purchase Plan (ESPP).
  3. Shares sold to cover tax withholdings associated with the vesting of restricted stock.
  4. The restricted stock award will vest over a period of up to four years based on the achievement of total annual (measured on a calendar year basis) adjusted pro forma operating profit performance metrics and annual (measured on a calendar year basis) management objectives.