Filing Details
- Accession Number:
- 0001179110-13-004246
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-05 17:05:59
- Reporting Period:
- 2013-03-05
- Filing Date:
- 2013-03-05
- Accepted Time:
- 2013-03-05 17:05:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1351285 | Rosetta Stone Inc | RST | Services-Prepackaged Software (7372) | 043837082 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1309231 | C Michael Wu | C/O Rosetta Stone Inc. 1919 North Lynn Street, 7Th Floor Arlington VA 22209 | General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-03-05 | 469 | $12.05 | 49,227 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The transaction was effected by the broker for the company's equity incentive plan, solely to cover tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock, pursuant to standing instructions satisfying the affirmative defense provided by Rule 10b5-1 under the Securities Exchange Act of 1934 (the "Exchange Act"). The broker selected the transaction date, and the Reporting Person first became aware of the transaction on March 5, 2013. In accordance with Rule 16a-3(g) under the Exchange Act, the execution date is deemed to be March 5, 2013.
- Includes 13,142 shares of restricted common stock on which the restrictions have not yet lapsed.
Billionaire Hedge Funds
