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Home > Insider Trading > Filing (0001181431-13-014434)

Filing Details

Accession Number:: 0001181431-13-014434
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-05 16:05:56
Reporting Period:: 2013-03-01

Filing Date:: 2013-03-05
Accepted Time:: 2013-03-05 16:05:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1375557	Guidance Software Inc.	GUID	Services-Prepackaged Software (7372)	954661210

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1091426	J Barry Plaga	C/O Guidance Software, Inc. 215 N. Marengo Ave. Suite 250 Pasadena CA 91101	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-01	5,000	$2.85	157,377	No	4	M	Direct
Common Stock	Disposition	2013-03-01	5,000	$10.00	152,377	No	4	S	Direct
Common Stock	Disposition	2013-03-01	2,000	$10.00	150,377	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option right to Buy	Disposition	2013-03-01	5,000	$0.00	5,000	$2.85

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,000	2012-10-31	2018-10-31	No	4	M	Direct

Footnotes

Pursuant to a Section 10b51 Plan established on August 9, 2012 by Mr. Plaga, on March 1, 2013, 2,000 shares of Common Stock and vested stock options representing a total of 5,000 shares of Common Stock were exercised and sold, at a price of $10.000 per share.