Filing Details

Accession Number:
0001140361-13-010626
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-05 14:35:25
Reporting Period:
2013-03-04
Filing Date:
2013-03-05
Accepted Time:
2013-03-05 14:35:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99614 Tri-Continental Corp TY (0) 135441850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1567363 Todd White 10230 Ameriprise Financial Center
H17/10230
Minneapolis MN 55474
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Tri-Continental Corporation Common Stock Acquisiton 2013-03-04 200 $17.19 200 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2013-03-04 4,400 $17.19 4,600 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2013-03-04 1,400 $17.19 6,000 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2013-03-04 3,000 $17.10 9,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct