Filing Details
- Accession Number:
- 0001181431-13-014259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-04 21:09:50
- Reporting Period:
- 2013-02-28
- Filing Date:
- 2013-03-04
- Accepted Time:
- 2013-03-04 21:09:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172222 | Hawaiian Holdings Inc | HA | Air Transportation, Scheduled (4512) | 710879698 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1512517 | R Charles Nardello | C/O Hawaiian Holdings, Inc. 3375 Koapaka Street, Suite G-350 Honolulu HI 96819 | Svp-Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-28 | 2,028 | $5.70 | 73,366 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-02-28 | 2,604 | $5.80 | 70,762 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-02-28 | 40,000 | $5.20 | 110,762 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-28 | 40,000 | $5.65 | 70,762 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-28 | 30,800 | $0.00 | 101,562 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-28 | 11,088 | $5.81 | 90,474 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2013-02-28 | 40,000 | $0.00 | 40,000 | $5.20 |
| Common Stock | Deferred Stock Units | Disposition | 2013-02-28 | 30,800 | $0.00 | 30,800 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-01 | No | 4 | M | Direct | |
| 0 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock retained by the Issuer for tax withholding purposes in connection with the distribution of shares of common stock pursuant to vesting of RSUs.
- The reported price is a weighted average sale price for multiple sale transactions at a sale price of $5.65. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- Represents shares of common stock distributed in respect of Deferred Stock Units (DSUs) on February 28, 2013.
- Represents shares of common stock retained by the Issuer for tax withholding purposes in connection with the distribution of shares of common stock pursuant to the distrubution of DSUs.
- Shares subject to the option are fully vested and immediately exercisable.
- 1-for-1.
- The deferred stock units vest at the rate of 33 1/3% per year beginning on the first anniversary of the date of grant. The shares of common stock underlying such deferred stock units are distributable at any time within 90 days following the date on which such deferred stock units become fully vested.
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