Filing Details
- Accession Number:
- 0000914190-13-000182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-04 17:03:01
- Reporting Period:
- 2013-03-01
- Filing Date:
- 2013-03-04
- Accepted Time:
- 2013-03-04 17:03:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1552800 | Tile Shop Holdings Inc. | TTS | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 455538095 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1505905 | L Adam Suttin | C/O Tile Shop Holdings, Inc. 14000 Carlson Parkway Plymouth MN 55441 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Commnon Stock | Acquisiton | 2013-03-01 | 357,467 | $11.50 | 679,958 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2013-03-01 | 230,301 | $17.85 | 449,657 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (Right to Buy) | Disposition | 2013-03-01 | 357,467 | $0.00 | 357,467 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 357,464 | 2012-09-20 | 2017-08-21 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,689 | Indirect | By Trust |
Footnotes
- On March 1, 2013, the reporting person exercised a warrant to purchase 357,467 shares of Issuer common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 230,301 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 127,166 shares.
- These securities are owneed by the Adam L. Suttin Irrevocable Family Trust. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Billionaire Hedge Funds
