Filing Details

Accession Number:
0001209191-13-013293
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-04 16:39:08
Reporting Period:
2013-03-01
Filing Date:
2013-03-04
Accepted Time:
2013-03-04 16:39:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
868368 Rochester Medical Corporation ROCM Surgical & Medical Instruments & Apparatus (3841) 411613227
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450690 M Robert Anglin One Rochester Medical Drive
Stewartville MN 55976
Vp Quality & Regulatory No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-01 4,000 $4.63 14,600 No 4 M Direct
Common Stock Disposition 2013-03-01 4,000 $14.70 10,600 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-03-01 4,000 $0.00 4,000 $4.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-01-02 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $11.91 2007-11-29 2016-11-29 10,000 10,000 Direct
Common Stock Stock Option (Right to Buy) $10.89 2009-02-12 2018-02-12 5,000 5,000 Direct
Common Stock Stock Option (Right to Buy) $11.27 2010-02-03 2019-02-03 20,000 20,000 Direct
Common Stock Stock Option (Right to Buy) $12.27 2011-01-28 2020-01-28 10,000 10,000 Direct
Common Stock Stock Option (Right to Buy) $10.72 2012-01-27 2021-01-27 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-11-29 10,000 10,000 Direct
2018-02-12 5,000 5,000 Direct
2019-02-03 20,000 20,000 Direct
2020-01-28 10,000 10,000 Direct
2021-01-27 10,000 10,000 Direct
Footnotes
  1. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.