Filing Details

Accession Number:
0001209191-13-013207
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-04 16:01:13
Reporting Period:
2013-03-04
Filing Date:
2013-03-04
Accepted Time:
2013-03-04 16:01:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
81955 Rand Capital Corp RAND () 160961359
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1057068 P Daniel Penberthy 56 Lilybrooke Court
East Amherst NY 14051
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-04 5,000 $2.70 62,800 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct