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Filing Details

Accession Number:
0001164727-13-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-01 19:58:55
Reporting Period:
2013-02-27
Filing Date:
2013-03-01
Accepted Time:
2013-03-01 19:58:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1164727 Newmont Mining Corp NEM Gold And Silver Ores (1040) 841611629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299936 David Russell Ball 6363 South Fiddlers Green Circle
Greenwood Village CO 80111
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.60 Par Value Acquisiton 2013-02-27 13,701 $0.00 69,592 No 4 A Direct
Common Stock, $1.60 Par Value Disposition 2013-02-27 1,479 $40.63 68,113 No 4 S Direct
Common Stock, $1.60 Par Value Disposition 2013-02-28 1,388 $39.98 66,725 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $1.60 Par Value 200 Indirect By Son I
Common Stock, $1.60 Par Value 200 Indirect By Son II
Common Stock, $1.60 Par Value 200 Indirect By Son III
Common Stock, $1.60 Par Value 200 Indirect By Son IV
Common Stock, $1.60 Par Value 2,203 Indirect By 401(k) Plan
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
  2. This transaction was executed in multiple trades at prices of $39.9801 to $40.12. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
  3. As of February 28, 2013, the reporting person held 2,203 shares of Newmont Mining common stock in his 401(k) Plan.