Filing Details
- Accession Number:
- 0001311241-13-000062
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-03-01 18:34:28
- Reporting Period:
- 2013-01-22
- Filing Date:
- 2013-03-01
- Accepted Time:
- 2013-03-01 18:34:28
- Original Submission Date:
- 2013-01-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528649 | P. Tony Chiang | Intermolecular, Inc. 3011 North First Street San Jose CA 95134-2004 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2013-01-22 | 6,139 | $0.10 | 69,339 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2013-01-22 | 6,139 | $9.49 | 63,200 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2013-01-23 | 2,260 | $0.10 | 65,460 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2013-01-23 | 2,260 | $9.42 | 63,200 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2013-01-24 | 6,480 | $0.10 | 69,680 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2013-01-24 | 6,480 | $9.33 | 63,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-01-22 | 6,139 | $0.00 | 6,139 | $0.10 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-01-23 | 2,260 | $0.00 | 2,260 | $0.10 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-01-24 | 6,480 | $0.00 | 6,480 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 862,734 | 2015-06-14 | No | 4 | M | Direct | |
| 860,474 | 2015-06-14 | No | 4 | M | Direct | |
| 853,994 | 2015-06-14 | No | 4 | M | Direct |
Footnotes
- The option was immediately exercisable in full on June 15, 2005; however, the shares vested pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the original option (1,000,000 shares) vested on the first anniversary measured from May 9, 2005 (the "Vesting Commencement Date") and the remaining shares subject to the option vested in 36 successive, equal monthly installments thereafter on each monthly anniversary of the Vesting Commencement Date.
- THIS AMENDED FORM 4 DOES NOT REFLECT ANY NEW TRANSACTIONS. IT IS BEING FILED SOLELY TO CORRECT THE NUMBER OF SHARES IN THIS OPTION GRANT THAT REMAINED AFTER THIS OPTION EXERCISE, IN TABLE II, COLUMN 9.
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