Filing Details
- Accession Number:
- 0001185185-13-000412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-01 17:40:07
- Reporting Period:
- 2013-03-01
- Filing Date:
- 2013-03-01
- Accepted Time:
- 2013-03-01 17:40:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1171012 | Uni-Pixel | UNXL | Electronic Components, Nec (3679) | 752926437 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1391970 | I Bruce Berkoff | 8708 Technology Forest Pl., Ste 100 The Woodlands TX 77381 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-01 | 10,000 | $7.50 | 16,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-01 | 10,000 | $21.94 | 6,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-03-01 | 6,667 | $0.00 | 6,667 | $7.50 |
| Common Stock | Stock Option | Disposition | 2013-03-01 | 3,333 | $0.00 | 3,333 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 59,667 | 2007-03-16 | 2007-03-16 | No | 4 | M | Direct |
| 56,334 | 2010-01-28 | 2020-01-20 | No | 4 | M | Direct |
Billionaire Hedge Funds
