Filing Details

Accession Number:
0001181431-13-013578
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-01 16:03:50
Reporting Period:
2013-02-27
Filing Date:
2013-03-01
Accepted Time:
2013-03-01 16:03:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371217 Enteromedics Inc ETRM Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519772 P. Anthony Jansz 2800 Patton Road
St. Paul MN 55113
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-27 150,000 $0.95 150,000 No 4 P Indirect Pibrac Property Holdings PTY
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Pibrac Property Holdings PTY
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2013-02-27 60,000 $0.00 60,000 $1.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,000 2013-02-27 2018-02-27 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,000 Indirect Family Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Director Option (Right to Buy) $2.63 2011-05-05 2021-05-05 25,000 25,000 Direct
Common Stock Option (Right to Buy) $2.76 2011-07-01 2015-06-01 50,000 50,000 Direct
Common Stock Director Option (Right to Buy) $2.77 2012-05-09 2022-05-09 10,000 10,000 Direct
Common Stock Option (Right to Buy) $2.65 2013-01-22 2017-01-22 50,000 50,000 Direct
Common Stock Performance Option (Right to Buy) $2.65 2017-01-22 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-05-05 25,000 25,000 Direct
2015-06-01 50,000 50,000 Direct
2022-05-09 10,000 10,000 Direct
2017-01-22 50,000 50,000 Direct
2017-01-22 25,000 25,000 Direct
Footnotes
  1. The reporting person disclaims beneficial interest in the shares held by the Trust.
  2. Vests immediately as to 25% on date noted and thereafter in cumulative installments of 1/36th per month.
  3. Vests in increments of 1/48th per month, beginning the date shown.
  4. Vests immediately as to 16,667 shares on the date noted; 16,667 shares on 1/22/2014 and 16,666 shares on 1/22/2015.
  5. Vests 100% based on meeting certain performance criteria prior to 6/30/2014 or change in control.
  6. Purchase price of each share of common stock, includes a warrant to purchase 0.40 of a share of common stock.
  7. The reporting person disclaims beneficial interest in the shares, except to the extent of his pecuniary interest in such shares.