Filing Details

Accession Number:
0001140361-13-010076
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-01 15:37:54
Reporting Period:
2013-02-28
Filing Date:
2013-03-01
Accepted Time:
2013-03-01 15:37:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
826773 Unitek Global Services Inc. UNTK Radiotelephone Communications (4812) 752233445
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1400314 Sector Performance Fund Lp C/O Hm Capital Partners Llc
200 Crescent Court, Suite 1600
Dallas TX 75201
No No Yes No
1483596 Spf Sbs Lp C/O Hm Capital Partners Llc
200 Crescent Court, Suite 1600
Dallas TX 75201
No No Yes No
1483597 Sector Performance Gp, Lp C/O Hm Capital Partners Llc
200 Crescent Court, Suite 1600
Dallas TX 75201
No No Yes No
1483598 Sector Performance Llc C/O Hm Capital Partners Llc
200 Crescent Court, Suite 1600
Dallas TX 75201
No No Yes No
1483604 Hm Unitek Coinvest, Lp C/O Hm Capital Partners Llc
200 Crescent Court, Suite 1600
Dallas TX 75201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-28 178,888 $0.00 0 No 4 J Direct
Common Stock Disposition 2013-02-28 4,342,376 $4.30 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
Footnotes
  1. Sector Performance Fund, LP ("Sector Performance Fund") was the direct beneficial owner of 4,028,839 shares of Common Stock. SPF SBS LP ("SPF SBS") was the direct beneficial owner of 254,574 shares of Common Stock. HM Unitek Coinvest, LP ("Coinvest") was the direct beneficial owner of 237,851shares of Common Stock. Each of Sector Performance GP, Coinvest and SPF SBS entered into a series of related transactions with UniTek Interposed LP ("UniTek Interposed") and certain other parties thereto, pursuant to which, among other transactions, each of them transferred to UniTek Interposed all of their respective shares of Common Stock in exchange for, through a series of transactions, either (i) an allocable portion of non-voting limited partner interests in UniTek Interposed or (ii) cash equal to $4.30 per share of Common Stock.
  2. Sector Performance GP, LP ("Sector Performance GP") is the general partner of Sector Performance Fund and, as a result thereof, Sector Performance GP may be deemed to share beneficial ownership with respect to the securities directly owned by Sector Performance GP. Sector Performance LLC ("Ultimate GP") is the general partner of Sector Performance GP, Coinvest and SPF SBS and, as a result thereof, Ultimate GP may be deemed to share beneficial ownership with respect to the securities directly owned by Sector Performance GP, Coinvest and SPF SBS. Except for direct holdings and to the extent of any pecuniary interests, each of Sector Performance GP and Ultimate GP expressly disclaims the existence of such beneficial ownership.