Filing Details

Accession Number:
0001140361-13-009864
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-28 18:07:21
Reporting Period:
2013-02-28
Filing Date:
2013-02-28
Accepted Time:
2013-02-28 18:07:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051627 Axt Inc AXTI Semiconductors & Related Devices (3674) 943031310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1319931 Davis Zhang 4281 Technology Drive
Fremont CA 94538
President, Jv Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-28 172,900 $1.38 281,388 No 4 M Direct
Common Stock Disposition 2013-02-28 171,575 $2.87 109,813 No 4 S Direct
Common Stock Disposition 2013-02-28 1,325 $2.83 108,488 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock options (right to buy) Disposition 2013-02-28 172,900 $1.38 172,900 $1.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
572,750 2007-07-21 2013-07-21 No 4 M Direct