Filing Details

Accession Number:
0001127602-13-008504
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-28 16:16:41
Reporting Period:
2013-02-27
Filing Date:
2013-02-28
Accepted Time:
2013-02-28 16:16:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199917 M Jeanne Moreno Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143
Vp - Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-27 5,000 $41.01 18,701 No 4 M Direct
Common Stock Disposition 2013-02-27 5,000 $79.59 13,701 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-02-27 5,000 $0.00 5,000 $41.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-10 2020-02-10 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $58.94 2012-02-09 2021-02-09 9,000 9,000 Direct
Common Stock Stock Option (Right to Buy) $60.00 2013-02-08 2022-02-08 13,500 13,500 Direct
Common Stock Stock Option (Right to Buy) $79.04 2014-02-13 2023-02-13 13,500 13,500 Direct
Common Stock Restricted Stock Units $0.00 5,189 5,189 Direct
Common Stock Restricted Stock Units $0.00 2,831 2,831 Direct
Common Stock Restricted Stock Units $0.00 2,169 2,169 Direct
Common Stock Performance Units $0.00 3,247 3,247 Direct
Common Stock Performance Units $0.00 3,222 3,222 Direct
Common Stock Performance Units $0.00 2,170 2,170 Direct
Common Stock Deferred Stock Units $0.00 5,446 5,446 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-09 9,000 9,000 Direct
2022-02-08 13,500 13,500 Direct
2023-02-13 13,500 13,500 Direct
5,189 5,189 Direct
2,831 2,831 Direct
2,169 2,169 Direct
3,247 3,247 Direct
3,222 3,222 Direct
2,170 2,170 Direct
5,446 5,446 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $79.42 to $79.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  2. Exercise of Rule 16b-3 stock option.
  3. Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  4. 1 for 1.
  5. The restricted stock units were earned based on company performance during fiscal 2011. Assuming continued employment through the end of fiscal 2013, the units will then vest in one installment and the shares will be issued shortly thereafter.
  6. The restricted stock units were earned based on company performance during fiscal 2012. Assuming continued employment through the end of fiscal 2014, the units will then vest in one installment and the shares will be issued shortly thereafter.
  7. The restricted stock units may be earned based on the achievement of certain company goals during fiscal 2013. Assuming continued employment through the end of fiscal 2015, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  8. If the company achieves certain goals over the 2011-2013 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  9. If the company achieves certain goals over the 2012-2014 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  10. If the company achieves certain goals over the 2013-2015 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  11. Payment will begin within 30 days first beginning after the date specified in advance of the deferral by the reporting person, death, disability or termination of employment.