Filing Details

Accession Number:
0001209191-13-012279
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-28 10:11:12
Reporting Period:
2013-02-27
Filing Date:
2013-02-28
Accepted Time:
2013-02-28 10:11:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719164 Schawk Inc SGK Service Industries For The Printing Trade (2790) 660323724
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257422 A David Schawk 1695 South River Road
Des Plaines IL 60018
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-27 5,149 $9.22 97,621 No 4 M Direct
Common Stock Disposition 2013-02-27 5,149 $11.20 92,472 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option Disposition 2013-02-27 5,149 $0.00 6,200 $9.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,179,927 Indirect As Trustee
Common Stock 475 Indirect As Custodian
Footnotes
  1. Sale reported on this Form 4 made pursuant to a previously adopted Rule 10b5-1 trading plan.
  2. This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $11.04 to $11.48. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
  3. This report does not reflect shares held by a tax exempt section 501(c)(3) charitable trust for which the reporting person serves as trustee as the reporting person holds no pecuniary interest in the shares owned by the charitable trust.
  4. Options were granted on February 27, 2003 and vest 33% after one year from date of grant, 66% after two years from the date of grant and are fully vested after three years from the date of grant.