Filing Details
- Accession Number:
- 0001209191-13-012161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-27 18:01:16
- Reporting Period:
- 2013-02-25
- Filing Date:
- 2013-02-27
- Accepted Time:
- 2013-02-27 18:01:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1287920 | Gail Boudreaux | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | Evp & Ceo, Unitedhealthcare | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-25 | 72,895 | $54.45 | 169,501 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-25 | 28,280 | $29.74 | 197,781 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-25 | 21,630 | $54.47 | 176,151 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-02-26 | 6,650 | $53.18 | 169,501 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-25 | 19,006 | $33.00 | 188,507 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-25 | 15,126 | $54.47 | 173,381 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-02-26 | 3,880 | $53.18 | 169,501 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-25 | 19,006 | $33.00 | 188,507 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-25 | 15,126 | $54.47 | 173,381 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-02-26 | 2,561 | $53.18 | 170,820 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-02-25 | 28,280 | $0.00 | 28,280 | $29.74 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-02-25 | 19,006 | $0.00 | 19,006 | $33.00 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-02-25 | 19,006 | $0.00 | 19,006 | $33.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-23 | No | 4 | M | Direct | |
| 38,012 | 2020-02-09 | No | 4 | M | Direct | |
| 19,006 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades ranging from $54.33 to $54.69 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
- This transaction was executed in multiple trades ranging from $52.91 to $53.46 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
- The stock appreciation rights vested at a rate of 25% annually on February 3 from the years 2010 through 2013.
- The stock appreciation rights vest at a rate of 25% annually on February 9 from the years 2011 through 2014.
Billionaire Hedge Funds
