Filing Details

Accession Number:
0001014776-13-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-27 13:43:23
Reporting Period:
2011-07-22
Filing Date:
2013-02-27
Accepted Time:
2013-02-27 13:43:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9521 Bancroft Fund Ltd BCV (0) 042476994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566947 M Peter Finnican C/O Dinsmore Capital Management Co.
65 Madison Avenue, Suite 550
Morristown NJ 07960
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Shares Of Beneficial Interest Disposition 2011-07-22 945 $17.22 2,000 No 4 S Indirect By daughter's trust
Shares Of Beneficial Interest Disposition 2011-09-14 500 $15.60 1,500 No 4 S Indirect By daughter's trust
Shares Of Beneficial Interest Disposition 2011-12-08 1,000 $15.55 516 No 4 S Indirect By daughter's trust
Shares Of Beneficial Interest Disposition 2012-03-30 516 $16.65 0 No 4 S Indirect By daughter's trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By daughter's trust
No 4 S Indirect By daughter's trust
No 4 S Indirect By daughter's trust
No 4 S Indirect By daughter's trust
Footnotes
  1. Includes 429 shares acquired on various dates in fiscal years 2007 through 2011 under the BCV dividend reinvestment plan.
  2. Connecticut Uniform Transfers to Minors Act.
  3. Includes 16 shares acquired on September 29, 2011 under the BCV dividend reinvestment plan.
  4. In addition, the reporting person is the direct beneficial owner of 4,976 shares, which include 769 shares acquired on various dates in fiscal years 2007 through 2012 under the BCV dividend reinvestment plan. He is also the indirect beneficial owner of 585 shares held by an UTMA (Connecticut Uniform Transfers to Minors Act) trust for his son's benefit, which include 88 shares acquired on various dates in fiscal years 2007 through 2012 under the BCV dividend reinvestment plan.