Filing Details
- Accession Number:
- 0001209191-13-011109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-22 20:02:54
- Reporting Period:
- 2013-02-20
- Filing Date:
- 2013-02-22
- Accepted Time:
- 2013-02-22 20:02:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1363950 | Mary Dent | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-20 | 1,425 | $52.72 | 13,743 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-20 | 1,425 | $67.90 | 12,318 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-20 | 2,250 | $60.37 | 14,568 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-20 | 2,250 | $67.91 | 12,318 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-02-20 | 2,250 | $60.37 | 2,250 | $60.37 |
| Common Stock | Stock Option | Disposition | 2013-02-20 | 1,425 | $52.72 | 1,425 | $52.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,750 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
| 0 | 2008-05-22 | 2014-05-22 | No | 4 | M | Direct |
Footnotes
- The 1,425 shares were sold through separate trades, with the sale prices ranging from $67.87 to $67.92 and at a weighted average sale price of $67.9009.
- The 2,250 shares were sold through separate trades, with the sale prices ranging from $67.90 to $67.91 and at a weighted average sale price of $67.9069.
Billionaire Hedge Funds
